Fixed-Income Broker-Dealer
Stream InTrader's Fixed-Income Broker-Dealer module is designed to
comply with SEC regulations regarding net-capital computations, books and records requirements, customer-reserve calculations, possession and control, and Regulation T. It helps you to
determine report content and record placement. Fixed-Income Broker-Dealer contains two core components - the Securities Movement and Control System (SMAC) and Cash System - and supports an enhanced general-ledger-processing system.
Features
- Maintains SEC-compliant records of transactions involving fixed-income securities
- Records early receipt of securities on a Stock-Record Report
- Links customers with banks and synchronizes certain fields
- Records various kinds of cash payments
- Allows for the creation of user-defined payment types
Benefits
- Keeps SEC-compliant records with a minimum of human intervention
- Allows users to easily generate a range of SEC-compliant reports and statements
- Gives users the ability to customize the accounting system to best fit their business